Securities Litigation

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The attorneys of DiFrancesco Bateman have the background and experience to provide advice and to advocate for plaintiffs and defendants in negotiations, arbitration and litigation dealing with claims of unsuitability, churning, unauthorized trading, failure to supervise and other securities-related frauds and breaches of fiduciary duty. We have appeared in litigation, mediations and arbitrations before FINRA and other industry self-regulating groups, as well as state and federal regulators on a wide range of securities issues.

In This Practice...